has announced charges against broker-dealer and investment adviser LPL Financial (NASDAQ:LPLA) LLC due to numerous failures ...

LPL Financial, a financial services firm with several thousand employees in the Charlotte region, will pay $18 million for anti-money laundering violations, the Securities and Exchange Commission ...

SAN DIEGO (CN) — Independent broker-dealer LPL Financial argued Wednesday that its customers can't claim the company unjustly enriched itself by automatically taking uninvested money in their accounts ...

Just as LPL Financial Holdings Inc. is in the middle of its acquisition of Commonwealth Financial Network, the giant broker-dealer is also facing the overhang of compliance issues. These issues ...

Angelene Aadland is a financial advisor in Aberdeen, SD. They have been in practice for 12 years, the last 7 years at LPL Financial LLC. Angelene Aadland is a financial advisor in Aberdeen ...

Even before LPL Financial announced it was buying its industry rival Commonwealth Financial Network, the principals at Summit Wealth Group were headed toward the door. Randy Morris, the CEO and ...

LPL Financial has launched a new financial planning platform designed to equip its network of advisors with deeper planning capabilities to support client relationships and business growth.

SAN DIEGO, May 05, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC, a leading wealth management firm, is pleased to announce the launch of WealthVision Essentials, an integrated financial planning tool ...

SAN DIEGO, April 02, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that eight financial advisors with Horizon Capital Advisors have joined LPL Financial’s broker-dealer, Registered ...