The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going ...

Proactive compliance isn’t just a buzzword; it’s a business imperative. Alan Carlisle, chief compliance officer at Marqeta, ...

Varsity Brands has appointed Javier Idrovo as chief financial officer and Jim Baldwin as chief legal and compliance officer ...

Angel One appointed Manoj Agarwal as group chief compliance officer to lead regulatory compliance and internal policies ...

Metrolink, Southern California’s regional passenger rail provider, hires Hilary Konczal as its new Chief Safety, Security and Compliance Officer. Also, The Broe Group appoints Morgan Stoll as Senior ...

California sets the pace for all sorts of trends in the world – so perhaps compliance officers should take note of two recent advisories the ...

Varsity Brands announced Javier Idrovo’s appointment as chief financial officer and Jim Baldwin as chief legal and compliance ...

Axcelus Financial has appointed Kimberly Gibson and Henry Komansky to executive roles in the organisation. Ms Gibson becomes ...

Compliance and trade surveillance is a focus area for Trading Technologies, a SaaS provider to the global capital markets ...

The second is a proviso which states that Key Managerial Personnel (KMPs), Directors, Promoters, Promoter group, or any other ...

InvestiNet, a full-service collections network and innovation leader in the accounts receivable industry, has announced the ...

Harshal J. Kher, the company secretary and compliance officer of drone tech major DroneAcharya, has resigned from his position.