Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and ...

Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and ...

Robinhood Securities LLC and Robinhood Financial LLC agreed to pay $45 million in penalties to settle SEC charges of ...

Robinhood shares are slightly up after the SEC imposed a $45 million fine for regulatory violations, including issues with ...

Robinhood has agreed to pay $45 million after the SEC found 10 separate securities law violations by two of its ...

The Securities and Exchange Commission said popular fractional ownership trading platform Robinhood violated more than 10 ...

While Robinhood did not admit or deny the SEC’s allegations, the firm acknowledged its failures and said that it was pleased ...

Robinhood fined $45 million for SEC violations involving trading and compliance failures. Learn about the settlement and key issues.

A pair of broker-dealers that operate under the Robinhood name are being sanctioned by the U.S. Securities and Exchange Commission (SEC) for a series of regulatory violations, including alleged ...

The Securities and Exchange Commission announced that broker-dealers Robinhood (HOOD) Securities LLC and Robinhood Financial LLC have agreed to ...

SEC Charges Four Individuals for Long-Running Scheme to Unlawfully Trade in Advance of Numerous Follow-On Offerings ...