Robinhood, SEC

Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.
Robinhood Agrees to $45 Million SEC Settlement Over Past Violations
Robinhood shares are slightly up after the SEC imposed a $45 million fine for regulatory violations, including issues with trading activity reporting, cybersecurity, and recordkeeping.
Robinhood to Pay $45 Million in SEC Settlement Over Regulatory Failures
Robinhood fined $45 million for SEC violations involving trading and compliance failures. Learn about the settlement and key issues.
Robinhood settles SEC charges with $45M payment over regulatory violations
Online trading firm Robinhood Markets has agreed to pay $45 million to settle charges from the US Securities and Exchange Commission (SEC) stemming from a series of regulatory violations concerning recordkeeping,
Robinhood to pay $45M to resolve range of SEC claims
The Securities and Exchange Commission announced that broker-dealers Robinhood (HOOD) Securities LLC and Robinhood Financial LLC have agreed to
Robinhood to Pay $45 Million to Settle SEC Claims
Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said Monday.
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Millions of customer names and emails were exposed by a 2021 hack.
Robinhood pays SEC $45 million to settle a range of allegations
The SEC didn’t hold back in detailing Robinhood’s failures. Between 2019 and 2023, the company fell short on several federal compliance requirements.
SEC’s Gensler not backing down from crypto crackdown as he exits: 'I feel very good about what we’ve done'
Securities and Exchange Commission chair Gary Gensler is not backing down from his views about the cryptocurrency industry as ...
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SEC sanctions Robinhood violations
A pair of broker-dealers that operate under the Robinhood name are being sanctioned by the U.S. Securities and Exchange Commission (SEC) for a series of regulatory violations, including alleged ...
Crypto litigation brought against the SEC and the implications of a new administration
Alexander C. Drylewski, Daniel Michael and Shaud G. Tavakoli of Skadden, Arps, Slate, Meagher & Flom LLP discuss lawsuits ...