Annual Regulatory Oversight Report provides member firms with key insights and observations from its regulatory operations programs. The report covers fixtures such as financial crimes prevention, ...

Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting ...

At the heart of this innovation is Employee360™, a first-of-its-kind compliance dashboard that provides Chief Compliance Officers (CCOs) with a single, comprehensive view of employee activity, risk, ...

New service offering for Civil, Commercial Aviation to maximize operator resources Arlington, Virginia--(Newsfile Corp. - ...

Explore the transformative power of responsible AI across industries, emphasizing security, MLOps, and compliance. As AI ...

Bushra Sumra’s career highlights the profound impact that expertise in clinical research and regulatory compliance can have ...

Artificial intelligence (AI) is revolutionizing industries by improving efficiency, reducing costs, and enabling smarter ...

As we look ahead to 2025, the derivatives market is set to experience another pivotal year of regulatory transformation.

The EU recently welcomed two regulatory frameworks that will significantly impact the cryptocurrency and digital asset space: ...

A recent panel hosted by the Privacy and Information Security Committee provided an overview of AI’s transformative potential, the regulatory responses it necessitates, and practical strategies for ...