Annual Regulatory Oversight Report provides member firms with key insights and observations from its regulatory operations programs. The report covers fixtures such as financial crimes prevention, ...

Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting ...

At the heart of this innovation is Employee360™, a first-of-its-kind compliance dashboard that provides Chief Compliance Officers (CCOs) with a single, comprehensive view of employee activity, risk, ...

New service offering for Civil, Commercial Aviation to maximize operator resources Arlington, Virginia--(Newsfile Corp. - ...

Explore the transformative power of responsible AI across industries, emphasizing security, MLOps, and compliance. As AI ...

Bushra Sumra’s career highlights the profound impact that expertise in clinical research and regulatory compliance can have ...

Authored by Baker Tilly's Mike Cullen, Himanshu Sharma CHICAGO, IL / ACCESS Newswire / February 6, 2025 / Audit, risk and compliance officers understand that artificial intelligence is here to stay. R ...

There are new political headwinds around the globe, from the inauguration of President Trump to the resignation of Canadian Prime Minister Justin Trudeau. These changes have left ...

Artificial intelligence (AI) is revolutionizing industries by improving efficiency, reducing costs, and enabling smarter ...

As we look ahead to 2025, the derivatives market is set to experience another pivotal year of regulatory transformation.