The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going ...

Proactive compliance isn’t just a buzzword; it’s a business imperative. Alan Carlisle, chief compliance officer at Marqeta, ...

Compliance and trade surveillance is a focus area for Trading Technologies, a SaaS provider to the global capital markets ...

The second is a proviso which states that Key Managerial Personnel (KMPs), Directors, Promoters, Promoter group, or any other ...

InvestiNet, a full-service collections network and innovation leader in the accounts receivable industry, has announced the ...

A London firm and its compliance officer have each been fined £25,000 after admitting multiple failings before a tribunal.

Harshal J. Kher, the company secretary and compliance officer of drone tech major DroneAcharya, has resigned from his position.

Spirits Capital Corporation, a fintech company that seamlessly integrates technology with the global production, management, and transactional needs of the barrel-aged spirits market and the creator ...

Lewis County Health System is welcoming Jennifer Wendel as corporate compliance officer and director of operations. As the chief compliance officer, Wendel ensures the hospital follows the best ...

Octane Lending, Inc., recently named Sean Fernandez-Ledon its first chief legal officer, effective January 1, 2025.

Welcome to the Great Women in Compliance podcast on the Compliance Podcast Network, sponsored by Corporate Compliance Insights. In today’s episode, ...