The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going ...

Varsity Brands has appointed Javier Idrovo as chief financial officer and Jim Baldwin as chief legal and compliance officer ...

Varsity Brands announced Javier Idrovo’s appointment as chief financial officer and Jim Baldwin as chief legal and compliance ...

Proactive compliance isn’t just a buzzword; it’s a business imperative. Alan Carlisle, chief compliance officer at Marqeta, ...

California sets the pace for all sorts of trends in the world – so perhaps compliance officers should take note of two recent advisories the ...

Axcelus Financial has appointed Kimberly Gibson and Henry Komansky to executive roles in the organisation. Ms Gibson becomes ...

Crypto exchange Kraken has appointed Benjamin Gray as its chief legal officer, it said Tuesday, after longtime top lawyer ...

Compliance and trade surveillance is a focus area for Trading Technologies, a SaaS provider to the global capital markets ...

The second is a proviso which states that Key Managerial Personnel (KMPs), Directors, Promoters, Promoter group, or any other ...

InvestiNet, a full-service collections network and innovation leader in the accounts receivable industry, has announced the ...

Harshal J. Kher, the company secretary and compliance officer of drone tech major DroneAcharya, has resigned from his position.

Asset managers and fintechs face new compliance rules as €35m (US$36.2m) penalties loom for breaches of EU's sweeping AI ...