Schwab Files Nonsolicitation Suit Against Advisor Who Oversaw $1.5 Billion. The company says the advisor has contacted clients since he left Schwab to work at another wealth management firm.

Suit Takes Issue With Charles Schwab's 'Sweep Programs' for Allegedly Diverting Customer Funds 4 minute read March 14, 2025. By. Mason Lawlor. Email. Share. Print. Charles Schwab offices in ...

The company says the advisor has contacted clients since he left Schwab to work at another wealth management firm.