The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going ...

Learn how to become a compliance officer, including education, skills, certifications, and networking tips for success in ...

Foodtech major Swiggy’s company secretary and compliance officer M. Sridhar has stepped down from his position, citing ...

The second is a proviso which states that Key Managerial Personnel (KMPs), Directors, Promoters, Promoter group, or any other ...

Angel One appointed Manoj Agarwal as group chief compliance officer to lead regulatory compliance and internal policies ...

A London firm and its compliance officer have each been fined £25,000 after admitting multiple failings before a tribunal.

TD Bank said on Thursday Chief Global Anti-Money Laundering Officer Herbert Mazariegos is stepping down immediately, as the ...

InvestiNet, a full-service collections network and innovation leader in the accounts receivable industry, has announced the ...

Octane Lending, Inc., recently named Sean Fernandez-Ledon its first chief legal officer, effective January 1, 2025.