A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

The Securities and Exchange Commission (SEC) announced Friday that The Vanguard Group, one of the world's biggest asset managers, will pay a $106.4 million fine to settle charges for "misleading ...

The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

New policy for target-date funds triggered capital gains SEC says Vanguard did not warn about tax ramifications The settlement also resolves claims by 43 state regulators Jan 17 (Reuters ...

Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...

The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...

Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...